The SEC says the firm’s asset-management arm failed to always screen investments as plans required.
Source link
Goldman Sachs to Pay $4 Million to Settle Investigation Over ESG Funds
Related Posts
SEC Set to Propose Rules That Would Squeeze Stock-Market Middlemen
Markets Financial Regulation Agency considers biggest overhaul of stock-market structure since mid-2000s Source link
AIG to Officially Shut Unit That Failed in Financial Crisis
Markets Finance Financial Products unit filing for bankruptcy in step toward final shutdown Source link
What Fed Interest Rate Increases Mean for Your 2023 Financial Plans
After a year of rising interest rates, higher prices and volatile markets, financial advisers say […]